Filing Details
- Accession Number:
- 0001112679-11-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 20:14:08
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 20:14:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1516884 | Corey Ferengul | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp, Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-01 | 3,000 | $13.53 | 53,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 3,000 | $52.51 | 50,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-01 | 1,000 | $15.73 | 51,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 1,000 | $52.51 | 50,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-04 | 15,000 | $36.74 | 65,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-04 | 15,000 | $52.54 | 50,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-01 | 3,000 | $0.00 | 3,000 | $13.53 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-01 | 1,000 | $0.00 | 1,000 | $15.73 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-04 | 15,000 | $0.00 | 15,000 | $36.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,666 | 2013-06-01 | No | 4 | M | Direct | |
| 38,000 | 2016-03-01 | No | 4 | M | Direct | |
| 45,000 | 2017-04-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Ferengul's 10b5-1 plans dated May 16, 2009.
- Shares sold on the open market are reported as an average sell price per share of $52.51; breakdown of shares sold and per share sale prices are as follows: 1,000 at $52.13; 1,000 at $52.23; 500 at $52.31; 500 at $52.97 and 1,000 at $53.05.
- Shares sold pursuant to Mr. Ferengul's 10b5-1 plan dated March 3, 2011.
- Shares sold on the open market are reported as an average sell price per share of $52.54; breakdown of shares sold and per share sale prices are as follows: 100 at $52.42; 100 at $52.44; 500 at $52.45; 6,800 at $52.46; 1,300 at $52.47; 300 at $52.48; 500 at $52.49; 400 at $52.50; 1,500 at $52.60; 500 at $52.64; 2,935 at $52.74 and 65 at $52.91.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
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