Filing Details

Accession Number:
0001209191-20-062980
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-11 17:00:09
Reporting Period:
2020-12-09
Accepted Time:
2020-12-11 17:00:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1782754 Azek Co Inc. AZEK Plastics Products, Nec (3089) 901017663
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1814578 M Dennis Kitchen 1330 W. Fulton Street
Suite 350
Chicago IL 60607
Chro No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-12-09 40,000 $23.00 275,901 No 4 M Direct
Class A Common Stock Disposition 2020-12-09 40,000 $34.57 235,901 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Non-qualified stock option (right-to-buy) Disposition 2020-12-09 40,000 $0.00 40,000 $23.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,956 2030-06-16 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $34.78, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of options exercised at each separate price within the range set forth in this footnote.
  2. These non-qualified stock options were granted on June 16, 2020 and vested on September 10, 2020.
  3. These non-qualified stock options were granted on June 16, 2020 and includes 38,261 vested options and 8,695 options that will vest on December 6, 2021, subject to continued service through the applicable vesting date.