Filing Details

Accession Number:
0001737530-20-000038
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-10 20:27:01
Reporting Period:
2020-12-08
Accepted Time:
2020-12-10 20:27:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366561 Smartsheet Inc SMAR Services-Prepackaged Software (7372) 202954357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737530 Eugene Farrell C/O Smartsheet Inc.
10500 Ne 8Th St., Suite 1300
Bellevue WA 98004
Chief Product Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-12-08 12,000 $5.28 52,420 No 4 M Direct
Class A Common Stock Disposition 2020-12-08 2,960 $69.52 49,460 No 4 S Direct
Class A Common Stock Disposition 2020-12-08 1,100 $70.62 48,360 No 4 S Direct
Class A Common Stock Disposition 2020-12-08 1,800 $71.81 46,560 No 4 S Direct
Class A Common Stock Disposition 2020-12-08 900 $72.74 45,660 No 4 S Direct
Class A Common Stock Disposition 2020-12-08 4,200 $73.70 41,460 No 4 S Direct
Class A Common Stock Disposition 2020-12-08 1,700 $74.65 39,760 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy Class A Common Stock) Disposition 2020-12-08 12,000 $0.00 12,000 $5.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
546,183 2027-08-08 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.09 to $70.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.17 to $71.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.23 to $72.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.25 to $73.14 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.26 to $74.21 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.27 to $75.045 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The option vests as to 20% of the total shares on June 1, 2018, then 2.0833% of the total shares vest monthly during the second and fourth year of vesting, and 2.5% of the total shares vest monthly during the third year of vesting, with 100% of the total shares vested and exercisable on June 1, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.