Filing Details

Accession Number:
0001246360-20-001886
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-10 17:00:09
Reporting Period:
2020-12-08
Accepted Time:
2020-12-10 17:00:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388884 Sujeet Chand 1201 South Second Street
Milwaukee WI 53204
Sr Vp & Chief Tech. Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-08 1,414 $0.00 30,049 No 4 M Direct
Common Stock Disposition 2020-12-09 700 $249.69 29,349 No 4 S Direct
Common Stock Disposition 2020-12-09 266 $250.93 29,083 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Shares Disposition 2020-12-08 1,414 $0.00 1,414 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-12-08 2020-12-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,596 Indirect By Savings Plan
Footnotes
  1. Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/2/2020.
  2. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
  3. Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/18/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.
  4. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.3650 to $250.3100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  5. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.51 to $251.21. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  6. Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.