Filing Details
- Accession Number:
- 0001015328-20-000216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-10 16:10:18
- Reporting Period:
- 2020-12-09
- Accepted Time:
- 2020-12-10 16:10:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015328 | Wintrust Financial Corp | WTFC | State Commercial Banks (6022) | 363873352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365691 | P Thomas Zidar | 9700 West Higgins Road, 8Th Floor Rosemont IL 60018 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-09 | 4,441 | $46.86 | 37,582 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-09 | 4,441 | $59.91 | 33,141 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-12-09 | 4,441 | $0.00 | 4,441 | $46.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-23 | 2021-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,487 | Indirect | By ESPP |
Billionaire Hedge Funds
