Filing Details
- Accession Number:
- 0001289419-20-000275
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-09 19:20:03
- Reporting Period:
- 2020-12-07
- Accepted Time:
- 2020-12-09 19:20:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289419 | Morningstar Inc. | MORN | Investment Advice (6282) | 363297908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1324069 | D Joseph Mansueto | C/O Morningstar, Inc. 22 West Washington Street Chicago IL 60602 | Executive Chairman | Yes | Yes | Yes | No |
Transaction Summary
| Sold: | 30,306 shares | Avg. Price: $201.16 | Total Value: $6,096,452.37 |
| Number of Shares After Transactions: | 19,383,278 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-12-04 | 56,300 | $0.00 | 19,418,784 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2020-12-07 | 5,200 | $0.00 | 19,413,584 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2020-12-07 | 14,592 | $200.93 | 19,398,992 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 4,021 | $201.82 | 19,394,971 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 1,295 | $202.63 | 19,393,676 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 565 | $204.03 | 19,393,111 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 52 | $204.93 | 19,393,059 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-08 | 3,969 | $199.95 | 19,389,090 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-08 | 4,957 | $201.44 | 19,384,133 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-08 | 855 | $201.76 | 19,383,278 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 150,000 | Indirect | ByTrust |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.
- The transaction was executed in multiple trades at prices ranging from $200.36 to $201.3550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $201.36 to $202.3550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $202.36 to $203.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $203.81 to $204.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $199.62 to $200.5450. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $200.67 to $201.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $201.68 to $201.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts.
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