Filing Details

Accession Number:
0001209191-20-062570
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-09 17:15:15
Reporting Period:
2020-12-08
Accepted Time:
2020-12-09 17:15:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535379 Cloudera Inc. CLDR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183231 Jim Frankola C/O Cloudera Inc.
5470 Great America Pkwy
Santa Clara CA 95054
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-09-28 100 $0.00 1,317,542 No 5 G Direct
Common Stock Acquisiton 2020-12-08 152,053 $1.72 1,469,595 No 4 M Direct
Common Stock Disposition 2020-12-08 86,100 $12.31 1,383,495 No 4 F Direct
Common Stock Disposition 2020-12-08 4,363 $12.30 1,379,132 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2020-12-08 152,053 $0.00 152,053 $1.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-10-09 No 4 M Direct
Footnotes
  1. Includes 1,099 shares shares of Common Stock acquired by the Reporting Person under the Issuer's employee stock purchase plan on June 20, 2020.
  2. Represents the weighted average sales price per share. The shares sold at prices ranging from $12.27 to $12.3150 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. The stock option is fully vested and immediately exercisable.