Home > Insider Trading > Filing (0001312109-20-000203)

Filing Details

Accession Number:: 0001312109-20-000203
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-09 16:27:30
Reporting Period:: 2020-12-08

Accepted Time:: 2020-12-09 16:27:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1312109	Silvergate Capital Corp	SI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1035123	C Thomas Dircks	4250 Executive Square Suite 300 La Jolla CA 92037		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-12-08	7,603	$39.67	138,297	No	4	S	Indirect	By Charter Digital LLC
Class A Common Stock	Disposition	2020-12-08	37,192	$40.72	101,105	No	4	S	Indirect	By Charter Digital LLC
Class A Common Stock	Disposition	2020-12-08	4,788	$41.58	96,317	No	4	S	Indirect	By Charter Digital LLC
Class A Common Stock	Disposition	2020-12-08	417	$42.51	95,900	No	4	S	Indirect	By Charter Digital LLC
Class A Common Stock	Disposition	2020-12-08	1,521	$39.67	31,662	No	4	S	Indirect	By Family Foundation
Class A Common Stock	Disposition	2020-12-08	7,438	$40.72	24,224	No	4	S	Indirect	By Family Foundation
Class A Common Stock	Disposition	2020-12-08	958	$41.58	23,266	No	4	S	Indirect	By Family Foundation
Class A Common Stock	Disposition	2020-12-08	83	$42.51	23,183	No	4	S	Indirect	By Family Foundation

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Charter Digital LLC
No	4	S	Indirect	By Charter Digital LLC
No	4	S	Indirect	By Charter Digital LLC
No	4	S	Indirect	By Charter Digital LLC
No	4	S	Indirect	By Family Foundation
No	4	S	Indirect	By Family Foundation
No	4	S	Indirect	By Family Foundation
No	4	S	Indirect	By Family Foundation

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	59,064	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Restricted Stock Units	$0.00			2,056	2,056	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	2,056	2,056	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $39.17 to $40.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $40.17 to $41.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $41.17 to $42.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $42.48 to $42.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.