Home > Insider Trading > Filing (0001209191-20-062357)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
94845	Levi Strauss & Co	LEVI	Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300)	940905160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768725	Marc Rosen	C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111	Evp & Pres. Direct-To-Customer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-12-04	58,621	$0.00	136,123	No	4	C	Direct
Class A Common Stock	Disposition	2020-12-07	60,941	$19.45	75,182	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Appreciation Rights	Disposition	2020-12-04	26,100	$0.00	26,100	$7.43
Class A Common Stock	Class B Common Stock	Acquisiton	2020-12-04	26,100	$7.43	26,100	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2020-12-04	82,830	$0.00	82,830	$6.10
Class A Common Stock	Class B Common Stock	Acquisiton	2020-12-04	82,830	$6.10	82,830	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2020-12-04	42,620	$0.00	42,620	$6.90
Class A Common Stock	Class B Common Stock	Acquisiton	2020-12-04	42,620	$6.90	42,620	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2020-12-04	28,690	$0.00	28,690	$9.60
Class A Common Stock	Class B Common Stock	Acquisiton	2020-12-04	28,690	$9.60	28,690	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-12-04	121,619	$19.83	121,619	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-12-04	58,621	$0.00	58,621	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2022-02-04	No	4	M	Direct
26,100		No	4	M	Direct
0	2023-02-09	No	4	M	Direct
108,930		No	4	M	Direct
21,310	2024-02-01	No	4	M	Direct
151,550		No	4	M	Direct
28,690	2025-01-20	No	4	M	Direct
180,240		No	4	M	Direct
58,621		No	4	D	Direct
0		No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	28,350	Indirect	See Footnote

Footnotes

The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.30 to $19.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.
100% of these stock appreciation rights (SARs) are fully vested.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
100% of these stock appreciation rights are fully vested.
25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.
25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.