Filing Details

Accession Number:
0001209191-20-062278
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-08 16:34:31
Reporting Period:
2020-12-04
Accepted Time:
2020-12-08 16:34:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851310 Harmonic Inc HLIT Radio & Tv Broadcasting & Communications Equipment (3663) 770201147
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380567 Neven Haltmayer 2590 Orchard Parkway
San Jose CA 95131
Svp, Video R&D No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-04 25,000 $3.14 204,675 No 4 M Direct
Common Stock Disposition 2020-12-04 25,000 $7.00 179,675 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option/Right to buy Disposition 2020-12-04 25,000 $3.14 25,000 $3.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2017-02-15 2023-03-14 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020.