Filing Details

Accession Number:
0001209191-20-061920
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-07 15:43:22
Reporting Period:
2020-12-03
Accepted Time:
2020-12-07 15:43:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580156 Houghton Mifflin Harcourt Co HMHC Books: Publishing Or Publishing & Printing (2731) 271566372
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1693296 M. Daniel Allen C/O Houghton Mifflin Harcourt Company
125 High Street
Boston MA 02110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-03 97,378 $3.38 97,378 No 4 P Direct
Common Stock Acquisiton 2020-12-04 52,622 $3.39 150,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.19 to $3.455, inclusive. Upon request, the Reporting Person will provide full information to the staff of the Securities and Exchange Commission, Houghton Mifflin Harcourt Company (the "Company") or any security holder of the Company regarding the number of shares purchased at each separate price.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.33 to $3.50, inclusive. Upon request, the Reporting Person will provide full information to the staff of the Securities and Exchange Commission, Houghton Mifflin Harcourt Company (the "Company") or any security holder of the Company regarding the number of shares purchased at each separate price.