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Home > Insider Trading > Filing (0000914851-20-000367)

Filing Details

Accession Number:: 0000914851-20-000367
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-07 08:54:59
Reporting Period:: 2020-12-04

Accepted Time:: 2020-12-07 08:54:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1488775	Clearbridge Mlp & Midstream Fund Inc.	CEM	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1240631	R William Hutchinson	620 Eighth Avenue 49Th Floor New York NY 10018		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-12-04	1,400	$18.77	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. Prior to the reverse stock split, Mr. Hutchinson owned 7,000 shares.