Filing Details
- Accession Number:
- 0001095315-20-000232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-04 17:01:45
- Reporting Period:
- 2020-12-02
- Accepted Time:
- 2020-12-04 17:01:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095315 | Pfsweb Inc | PFSW | Services-Business Services, Nec (7389) | 752837058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233465 | C Michael Willoughby | C/O Pfsweb, Inc 505 Millennium Drive Allen TX 75013 | Ceo/President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-12-02 | 11,118 | $6.63 | 272,246 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-02 | 4,182 | $0.00 | 276,428 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-02 | 4,182 | $6.62 | 272,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-03 | 900 | $6.51 | 271,346 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-04 | 482 | $6.51 | 270,864 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase | Disposition | 2020-12-02 | 4,182 | $0.00 | 4,182 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-03-29 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a Rule 10b5-1 plan.
- The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.50 to $6.75 on 12/02/2020, $6.50 to $6.52 on 12/03/2020 and $6.50 to $6.55 on 12/4/2020. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares sold at each separate price.
- Exercise of stock options issued under the Company's Stock and Incentive Plan.
- The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.58 to $6.70 on 12/02/2020. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares sold at each separate price.
- Subject to vesting schedule.
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