Filing Details

Accession Number:
0000315189-20-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-04 09:52:40
Reporting Period:
2020-12-03
Accepted Time:
2020-12-04 09:52:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1687891 A Marc Howze Deere &Amp; Company
One John Deere Place
Moline IL 61265
Group Pres., Life Sol & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2020-12-03 8,343 $86.36 22,787 No 4 M Direct
$1 Par Common Stock Disposition 2020-12-03 8,343 $258.49 14,444 No 4 S Direct
$1 Par Common Stock Acquisiton 2020-12-03 12,124 $87.46 26,568 No 4 M Direct
$1 Par Common Stock Disposition 2020-12-03 12,124 $258.49 14,444 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-03 109 $261.95 14,335 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Disposition 2020-12-03 8,343 $0.00 8,343 $86.36
Common Stock Market Priced Options Disposition 2020-12-03 12,124 $0.00 12,124 $87.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-12-12 No 4 M Direct
0 2023-12-11 No 4 M Direct
Footnotes
  1. Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10b5-1 stock option plan adopted on September 8, 2020.
  2. Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.
  3. Includes 8,545 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
  4. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  5. The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015.
  6. The options became exercisable in three approximately equal installments on December 11, 2014, 2015, and 2016.