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Filing Details

Accession Number:: 0001096906-20-000421
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-03 14:53:40
Reporting Period:: 2020-11-30

Accepted Time:: 2020-12-03 14:53:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
318673	Security National Financial Corp	SNFCA	Finance Services (6199)	870345941

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1568673	S. Garrett Sill	2463 South 1375 West Syracuse UT 84075	Cfo And Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-11-30	2,500	$8.14	47,755	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2013-12-06	5,770	$3.30	5,770	$3.30
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2014-07-02	5,495	$3.08	5,495	$3.08
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2014-12-05	10,989	$3.61	10,989	$3.61
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2017-12-01	17,799	$4.22	17,799	$4.22
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2018-11-30	22,601	$4.86	22,601	$4.86
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2019-12-06	26,906	$5.06	26,906	$5.06
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2020-03-27	25,625	$3.67	25,625	$3.67

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,770	2014-03-06	2023-12-06	No	4	A	Direct
5,495	2014-10-02	2024-07-02	No	4	A	Direct
10,989	2015-03-05	2024-12-05	No	4	A	Direct
17,799	2018-03-01	2027-12-01	No	4	A	Direct
22,601	2019-02-28	2028-11-30	No	4	A	Direct
26,906	2020-03-06	2029-12-06	No	4	A	Direct
25,625	2020-06-27	2030-03-27	No	4	A	Direct

Footnotes

Does not include 15,405 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, 8,997 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and 9,211 shares of Class A Common Stock owned indirectly by the reporting person in the Company's Non-Qualified Deferred Compensation Plan.
This option was granted on December 6, 2013 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on July 2, 2014 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 1, 2017 as an option for either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on November 30, 2018 as an option for either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2019 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2 1/2% stock dividend paid on July 17, 2020.