Filing Details

Accession Number:
0001209191-20-061313
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-02 19:31:12
Reporting Period:
2020-11-30
Accepted Time:
2020-12-02 19:31:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393066 Resolute Forest Products Inc. RFP Paper Mills (2621) 980526415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1599968 Joseph Richard Tremblay 111 Robert-Bourassa Boulevard
Suite 5000
Montreal A8 H3C 2M1
Svp, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-11-30 4,707 $5.56 247,380 No 4 S Direct
Common Stock Disposition 2020-12-01 1,300 $5.56 246,080 No 4 S Direct
Common Stock Acquisiton 2020-12-01 2,056 $0.00 248,136 No 4 M Direct
Common Stock Disposition 2020-12-01 2,056 $5.55 246,080 No 4 D Direct
Common Stock Disposition 2020-12-01 15,207 $5.55 230,873 No 4 F Direct
Common Stock Disposition 2020-12-02 8,993 $5.56 221,880 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Dividend Equivalent Units Disposition 2020-12-01 2,056 $0.00 2,056 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,863 2020-12-01 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.57, inclusive. The reporting person undertakes to provide to Resolute Forest Products Inc., any security holder of Resolute Forest Products Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.61, inclusive. The reporting person undertakes to provide to Resolute Forest Products Inc., any security holder of Resolute Forest Products Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  3. Represents the settlement of Dividend Equivalent Units in cash.
  4. Represents units withheld in respect of taxes on the settlement of restricted stock units.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.59, inclusive. The reporting person undertakes to provide to Resolute Forest Products Inc., any security holder of Resolute Forest Products Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.