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Home > Insider Trading > Filing (0000928054-20-000223)

Filing Details

Accession Number:: 0000928054-20-000223
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-02 18:25:28
Reporting Period:: 2020-11-30

Accepted Time:: 2020-12-02 18:25:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
928054	Flotek Industries Inc	FTK	Miscellaneous Chemical Products (2890)	900023731

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1040899	David Nierenberg	8846 N. Sam Houston Pkwy W. Suite 300 Houston TX 77064		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-11-30	10,283	$2.05	1,520,390	No	4	P	Indirect	By The D3 Family Fund, LP
Common Stock	Acquisiton	2020-11-30	37,070	$2.05	3,011,673	No	4	P	Indirect	By The D3 Family Bulldog Fund, LP
Common Stock	Acquisiton	2020-11-30	1,878	$2.05	152,569	No	4	P	Indirect	By Haredale Ltd.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By The D3 Family Fund, LP
No	4	P	Indirect	By The D3 Family Bulldog Fund, LP
No	4	P	Indirect	By Haredale Ltd.

Footnotes

The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.