Filing Details

Accession Number:
0001445305-20-000137
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-02 18:13:15
Reporting Period:
2020-12-01
Accepted Time:
2020-12-02 18:13:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1445305 Workiva Inc WK Services-Prepackaged Software (7372) 472509828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1623880 Stuart J Miller 2900 University Boulevard
Ames IA 50010
Executive Vp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-12-01 21,263 $15.83 351,691 No 4 M Direct
Class A Common Stock Disposition 2020-12-01 17,974 $74.72 333,717 No 4 S Direct
Class A Common Stock Disposition 2020-12-01 3,289 $75.18 330,428 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock Disposition 2020-12-01 21,263 $74.79 21,263 $15.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-08-12 2024-08-11 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $15.86 2015-04-07 2024-04-06 0 0 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $14.74 2017-02-01 2026-01-31 31,469 31,469 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $12.40 2018-02-01 2027-01-31 37,407 37,407 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-04-06 0 0 Direct
2026-01-31 31,469 31,469 Direct
2027-01-31 37,407 37,407 Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price. The price actually received ranges from $74.14 to $75.13. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  2. The price reported in Column 4 is a weighted-average price. The price actually received ranges from $75.14 to $75.23. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  3. Granted pursuant to 2009 Unit Incentive Plan.
  4. Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
  5. Reflects the transfer of 18,337 stock options to the Reporting Person's former spouse on April 16, 2020 pursuant to a qualified domestic relations order.
  6. Reflects the transfer of 63,452 stock options to the Reporting Person's former spouse on April 16, 2020 pursuant to a qualified domestic relations order.
  7. Grant of stock option pursuant to the 2014 Equity Incentive Plan.
  8. Vests in three equal annual installments commencing on the first anniversary of the grant date.