Filing Details

Accession Number:
0001214659-20-010069
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-01 20:30:16
Reporting Period:
2020-11-30
Accepted Time:
2020-12-01 20:30:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1652558 Greg Brandeau C/o Glu Mobile Inc.
875 Howard Street, Suite 100
San Francisco CA 94103
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-30 12,000 $4.59 37,000 No 4 M Direct
Common Stock Acquisiton 2020-11-30 10,000 $2.41 47,000 No 4 M Direct
Common Stock Acquisiton 2020-11-30 10,000 $5.67 57,000 No 4 M Direct
Common Stock Acquisiton 2020-11-30 10,000 $2.63 67,000 No 4 M Direct
Common Stock Disposition 2020-11-30 42,000 $10.00 25,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-11-30 12,000 $0.00 12,000 $4.59
Common Stock Stock Option (right to buy) Disposition 2020-11-30 10,000 $0.00 10,000 $2.41
Common Stock Stock Option (right to buy) Disposition 2020-11-30 10,000 $0.00 10,000 $5.67
Common Stock Stock Option (right to buy) Disposition 2020-11-30 10,000 $0.00 10,000 $2.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,000 2025-08-31 No 4 M Direct
30,000 2026-06-02 No 4 M Direct
30,000 2028-06-07 No 4 M Direct
30,000 2027-06-08 No 4 M Direct
Footnotes
  1. The sale was effected automatically upon the satisfaction of certain trading price conditions under a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Brandeau entered into on June 5, 2020.
  2. The option was immediately exercisable. The option vested over three years, with 16-2/3% of the underlying shares vesting on February 29, 2016, and the remaining shares vesting in equal monthly installments over the following 30 months.
  3. The option was immediately exercisable and vested over 12 months, with 8.333% of the shares vesting on July 2, 2016 and the remaining shares vesting in equal monthly installments thereafter such that the option was fully vested on June 2, 2017.
  4. The option was immediately exercisable and vested in full on June 6, 2019.
  5. The option was immediately exercisable and vested in full on June 8, 2018.