- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2020-12-01 20:30:16
- Reporting Period:
- Accepted Time:
- 2020-12-01 20:30:16
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1366246||Glu Mobile Inc||GLUU||Services-Computer Programming Services (7371)||000000000|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1652558||Greg Brandeau||C/o Glu Mobile Inc. |
875 Howard Street, Suite 100
San Francisco CA 94103
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock||Stock Option (right to buy)||Disposition||2020-11-30||12,000||$0.00||12,000||$4.59|
|Common Stock||Stock Option (right to buy)||Disposition||2020-11-30||10,000||$0.00||10,000||$2.41|
|Common Stock||Stock Option (right to buy)||Disposition||2020-11-30||10,000||$0.00||10,000||$5.67|
|Common Stock||Stock Option (right to buy)||Disposition||2020-11-30||10,000||$0.00||10,000||$2.63|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
- The sale was effected automatically upon the satisfaction of certain trading price conditions under a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Brandeau entered into on June 5, 2020.
- The option was immediately exercisable. The option vested over three years, with 16-2/3% of the underlying shares vesting on February 29, 2016, and the remaining shares vesting in equal monthly installments over the following 30 months.
- The option was immediately exercisable and vested over 12 months, with 8.333% of the shares vesting on July 2, 2016 and the remaining shares vesting in equal monthly installments thereafter such that the option was fully vested on June 2, 2017.
- The option was immediately exercisable and vested in full on June 6, 2019.
- The option was immediately exercisable and vested in full on June 8, 2018.