Filing Details

Accession Number:
0001463101-20-000134
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-01 20:03:16
Reporting Period:
2020-11-27
Accepted Time:
2020-12-01 20:03:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH Semiconductors & Related Devices (3674) 204645388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1599770 Richard Mora C/O Enphase Energy, Inc.
47281 Bayside Parkway
Fremont CA 94538
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-27 39,109 $7.30 40,021 No 4 M Direct
Common Stock Acquisiton 2020-11-27 18,804 $7.44 58,825 No 4 M Direct
Common Stock Acquisiton 2020-11-27 10,209 $12.57 69,034 No 4 M Direct
Common Stock Disposition 2020-11-27 9,209 $138.39 59,825 No 4 S Direct
Common Stock Disposition 2020-11-27 16,433 $139.53 43,392 No 4 S Direct
Common Stock Disposition 2020-11-27 40,469 $140.65 2,923 No 4 S Direct
Common Stock Disposition 2020-11-27 2,011 $141.34 912 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified stock option (right to buy) Disposition 2020-11-27 39,109 $0.00 39,109 $7.30
Common Stock Non-qualified stock option (right to buy) Disposition 2020-11-27 18,804 $0.00 18,804 $7.44
Common Stock Non-qualified stock option (right to buy) Disposition 2020-11-27 10,209 $0.00 10,209 $12.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-13 2021-02-12 No 4 M Direct
0 2015-05-01 2021-04-30 No 4 M Direct
0 2016-04-30 2022-04-29 No 4 M Direct
Footnotes
  1. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $137.96 to $138.91. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $139.01 to $139.96. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $140.09 to $141.07. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $141.10 to $141.42. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. As of the date of this report, Mr. Mora holds 68,893 options to purchase shares of Enphase Energy stock.
  6. Issued pursuant to the 2011 Equity Incentive Plan.