Filing Details

Accession Number:
0001209191-20-060874
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-01 16:15:06
Reporting Period:
2020-11-27
Accepted Time:
2020-12-01 16:15:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
94845 Levi Strauss & Co LEVI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 940905160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1768700 M. Seth Ellison C/O Levi Strauss &Amp; Co.
1155 Battery Street
San Francisco CA 94111
Evp & President, Europe No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-11-27 47,217 $0.00 173,225 No 4 C Direct
Class A Common Stock Disposition 2020-11-30 122,707 $18.67 50,518 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Appreciation Rights Disposition 2020-11-27 137,390 $0.00 137,390 $6.10
Class A Common Stock Class B Common Stock Acquisiton 2020-11-27 137,390 $6.10 137,390 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-11-27 90,173 $19.16 90,173 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-11-30 47,217 $0.00 47,217 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
159,830 2023-02-09 No 4 M Direct
137,390 No 4 M Direct
47,217 No 4 D Direct
0 No 4 C Direct
Footnotes
  1. Transaction pursuant to a previously established Rule 10b5-1 Plan.
  2. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
  3. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.34 to $19.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  4. The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.
  5. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.