Filing Details

Accession Number:
0000098246-20-000132
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-30 20:27:47
Reporting Period:
2020-11-25
Accepted Time:
2020-11-30 20:27:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98246 Tiffany & Co TIF Retail-Jewelry Stores (5944) 133228013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580700 J Mark Erceg Tiffany &Amp; Co.
200 Fifth Avenue
New York NY 10010
Principal Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Acquisiton 2020-11-25 53,232 $108.99 123,371 No 4 M Direct
Common Stock $.01 Par Acquisiton 2020-11-25 67,980 $85.26 191,351 No 4 M Direct
Common Stock $.01 Par Disposition 2020-11-25 106,909 $131.61 84,442 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2020-11-25 53,232 $0.00 53,232 $108.99
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2020-11-25 67,980 $0.00 67,980 $85.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-01-17 No 4 M Direct
0 2029-01-17 No 4 M Direct
Footnotes
  1. Includes 939 shares representing dividend reinvestments inadvertently omitted from the previously reported total. Registrant's transfer agent maintains a direct stock purchase program for Registrant's stockholders with a dividend reinvestment feature and accordingly dividend reinvestments are not reported on Form 4 at the time of reinvestment pursuant to Rule 16a-11.
  2. The price in Column 4 is a weighted average price. The price actually received ranged from $131.5000 to $131.7250 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The sale represents shares sold to cover the exercise price and applicable taxes in connection with the exercise of the underlying options.
  3. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2018. The options were originally scheduled to vest in equal installments on January 17, 2019, 2020, 2021 and 2022. 13,308 options that were initially scheduled to vest on January 17, 2022 were accelerated and vested on November 23, 2020.
  4. Total grant 53,232 shares. 0 shares previously exercised.
  5. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2019. The options were originally scheduled to vest in equal installments on January 17, 2020, 2021, 2022 and 2023. 16,995 options that were initially scheduled to vest on January 17, 2022, and 16,995 options that were initially scheduled to vest on January 17, 2023, were accelerated and vested on November 23, 2020.
  6. Total grant 67,980 shares. 0 shares previously exercised.