Filing Details
- Accession Number:
- 0001562180-20-006945
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-30 11:20:37
- Reporting Period:
- 2020-11-27
- Accepted Time:
- 2020-11-30 11:20:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1699660 | Anne Jo Schwendinger | C/O Ii-Vi Inc. 375 Saxonburg Blvd. Saxonburg PA 16056 | Chief Legal & Compl. Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-27 | 12,960 | $35.50 | 54,989 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-27 | 12,760 | $66.55 | 42,229 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-27 | 200 | $67.16 | 42,029 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2020-11-27 | 12,960 | $0.00 | 12,960 | $35.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,320 | 2027-03-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Indirect | By Spouse |
Footnotes
- Represents the weighted average of multiple sale transactions ranging in price from $66.13 to $67.12. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- These options vest in four equal annual installments beginning on March 6, 2018.
Billionaire Hedge Funds
