Filing Details
- Accession Number:
- 0000892553-20-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-27 13:41:43
- Reporting Period:
- 2020-11-24
- Accepted Time:
- 2020-11-27 13:41:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 892553 | Chart Industries Inc | GTLS | Fabricated Plate Work (Boiler Shops) (3443) | 341712937 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1715319 | F Gerald Vinci | 3055 Torrington Drive Ball Ground GA 30107 | Vp & Chief Human Resources Ofc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2020-11-24 | 2,850 | $36.93 | 12,376 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2020-11-24 | 2,850 | $106.66 | 9,526 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2020-11-24 | 1,841 | $106.62 | 7,685 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-24 | 2,850 | $0.00 | 2,850 | $36.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,810 | 2027-01-03 | No | 4 | M | Direct |
Footnotes
- 711, 1,061 and 1,970 shares of the total amount beneficially owned were granted on January 2, 2018, January 2, 2019 and January 2, 2020, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
- These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- The remaining unexercised total includes 11,180 options remaining from the January 3, 2017 option grant as well as options granted pursuant to the equity plans in years 2018 to 2020 that vest in equal increments over four years.
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