Filing Details

Accession Number:
0000874015-20-000146
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-25 18:56:52
Reporting Period:
2020-11-23
Accepted Time:
2020-11-25 18:56:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874015 Ionis Pharmaceuticals Inc IONS Pharmaceutical Preparations (2834) 330336973
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1073385 Lynne B Parshall C/O Ionis Pharmaceuticals, Inc.
2855 Gazelle Court
Carlsbad, CA 92010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-23 3,200 $39.87 70,664 No 4 M Direct
Common Stock Disposition 2020-11-23 3,200 $50.12 67,464 No 4 S Direct
Common Stock Acquisiton 2020-11-24 710 $39.87 68,174 No 4 M Direct
Common Stock Disposition 2020-11-24 710 $50.82 67,464 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-11-23 3,200 $0.00 0 $39.87
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-11-24 710 $0.00 0 $39.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,300 2015-01-02 2021-01-01 No 4 M Direct
3,590 2015-01-02 2021-01-01 No 4 M Direct
Footnotes
  1. Acquired as a result of exercising a stock option that was scheduled to expire on 1/1/21. The purchase reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.
  2. Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.25, inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc., any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) of this Form 4.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.50 to $51.00, inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc., any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4.