Filing Details

Accession Number:
0001742429-20-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-25 18:38:33
Reporting Period:
2020-11-24
Accepted Time:
2020-11-25 18:38:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1688757 Establishment Labs Holdings Inc. ESTA Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 981436377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1742429 Jose Juan Quiros Chacon C/O Motiva Usa Llc
16192 Coastal Highway
Lewes DE 19958
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2020-11-24 8,367 $26.74 244,969 No 4 S Direct
Common Shares Disposition 2020-11-25 729 $26.34 244,240 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 1,128,264 Indirect See Footnote
Footnotes
  1. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. This transaction was executed in multiple trades at prices ranging from $26.25 to $27.20 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. This transaction was executed in multiple trades at prices ranging from $26.25 to $26.44 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. The shares are held by Sariel LLC. The Reporting Person is a shareholder of Sariel LLC and has voting and dispositive power over the shares owned by Sariel LLC. The Reporting Person disclaims beneficial ownership of the shares held by Sariel LLC, except to the extent of his pecuniary interest therein.