Filing Details
- Accession Number:
- 0001077183-20-000215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-25 18:04:04
- Reporting Period:
- 2020-11-24
- Accepted Time:
- 2020-11-25 18:04:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077183 | Neogenomics Inc | NEO | Services-Testing Laboratories (8734) | 742897368 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518734 | George Cardoza | 12701 Commonwealth Drive Suite 9 Fort Myers FL 33913 | President, Pharma Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-24 | 72,926 | $7.52 | 423,828 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-24 | 52,926 | $45.19 | 370,902 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-25 | 77,074 | $7.52 | 447,976 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-25 | 77,074 | $45.48 | 370,902 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-24 | 72,926 | $0.00 | 72,926 | $7.52 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-25 | 77,074 | $0.00 | 77,074 | $7.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 127,074 | 2022-04-28 | No | 4 | M | Direct | |
| 50,000 | 2022-04-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,000 | Indirect | Trust by Self |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.03 | 2023-02-26 | 192,500 | 192,500 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $19.60 | 2024-03-01 | 51,459 | 51,459 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $28.33 | 2027-03-02 | 48,768 | 48,768 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-02-26 | 192,500 | 192,500 | Direct |
| 2024-03-01 | 51,459 | 51,459 | Direct |
| 2027-03-02 | 48,768 | 48,768 | Direct |
Footnotes
- On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
- On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.
- On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant date.
- On March 2, 2020, Mr. Cardoza was granted 48,768 stock options. These options vest ratably over the first four anniversary dates of the grant date.
Billionaire Hedge Funds
