Filing Details

Accession Number:
0001095315-20-000228
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-25 17:54:22
Reporting Period:
2020-11-23
Accepted Time:
2020-11-25 17:54:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095315 Pfsweb Inc PFSW Services-Business Services, Nec (7389) 752837058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233465 C Michael Willoughby C/O Pfsweb, Inc
505 Millennium Drive
Allen TX 75013
Ceo/President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-23 8,094 $0.00 291,458 No 4 M Direct
Common Stock Disposition 2020-11-23 8,094 $7.01 283,364 No 4 S Direct
Common Stock Acquisiton 2020-11-24 16,838 $0.00 300,202 No 4 M Direct
Common Stock Disposition 2020-11-24 16,838 $7.06 283,364 No 4 S Direct
Common Stock Acquisiton 2020-11-25 3,568 $0.00 286,932 No 4 M Direct
Common Stock Disposition 2020-11-25 3,568 $7.02 283,364 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase Disposition 2020-11-23 8,094 $0.00 8,094 $5.00
Common Stock Option to purchase Disposition 2020-11-24 16,838 $0.00 16,838 $5.00
Common Stock Option to purchase Disposition 2020-11-25 3,568 $0.00 3,568 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,788 2021-03-29 No 4 M Direct
7,950 2021-03-29 No 4 M Direct
4,382 2021-03-29 No 4 M Direct
Footnotes
  1. Exercise of stock options issued under the Company's Stock and Incentive Plan, expiring on 3/29/2021.
  2. The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.00 to $7.08 on 11/23/2020, $7.00 to $7.30 on 11/24/2020 and $7.00 to $7.10 on 11/25/2020. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares sold at each separate price.
  3. Subject to vesting schedule.