Filing Details

Accession Number:
0000899243-20-032159
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-25 16:30:09
Reporting Period:
2020-11-23
Accepted Time:
2020-11-25 16:30:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1775625 Smiledirectclub Inc. SDC () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1759120 Cd&R Investment Associates X, Ltd. C/O Maples Corporate Services Limited,
Ugland House, South Church Street
Georgetown E9 KY1-1104
No No Yes No
1788172 Cd&R Sdc Holdings, L.p. C/O Maples Corporate Services Limited,
Ugland House, South Church Street
Georgetown E9 KY1-1104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $0.0001 Par Value Disposition 2020-11-23 10,000,000 $11.50 11,903,167 No 4 S Indirect See Explanation of Responses
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Explanation of Responses
Footnotes
  1. On November 23, 2020, CD&R SDC Holdings, L.P. ("CD&R SDC") sold 10,000,000 shares of Class A common stock of the Registrant (the "Common Stock") in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended.
  2. In the preparation of this filing, a clerical error was discovered related to a prior filing which resulted in an understatement in CD&R SDC's ownership by 44 shares of Common Stock. The total set forth in Column 5 of this Form 4 has been corrected to account for this administrative error.
  3. CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein.