Filing Details
- Accession Number:
- 0001562180-20-006889
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-25 10:37:57
- Reporting Period:
- 2020-11-24
- Accepted Time:
- 2020-11-25 10:37:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192758 | Jane Mary Raymond | C/O Ii-Vi Inc. 375 Saxonburg Blvd. Saxonburg PA 16056 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-24 | 30,360 | $17.84 | 128,215 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-24 | 18,274 | $66.54 | 109,941 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-24 | 12,086 | $67.21 | 97,855 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to buy) | Disposition | 2020-11-24 | 30,360 | $0.00 | 30,360 | $17.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-08-15 | No | 4 | M | Direct |
Footnotes
- The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.
- Represents the weighted average of multiple sale transactions ranging in price from $65.90 to $66.89. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sale transactions ranging in price from $66.91 to $67.59. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The options fully vested on August 15, 2020.
Billionaire Hedge Funds
