Filing Details

Accession Number:
0001006837-20-000215
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-24 21:51:10
Reporting Period:
2020-11-20
Accepted Time:
2020-11-24 21:51:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1006837 Hc2 Holdings Inc. HCHC Fabricated Structural Metal Products (3440) 541708481
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1717154 Anthony Joseph Ferraro 450 Park Avenue
29Th Floor
New York NY 10022
Chief Legal Officer & Corp Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-20 13,215 $2.27 289,947 No 4 X Direct
Common Stock Disposition 2020-11-23 66,554 $2.40 223,393 No 4 S Direct
Common Stock Disposition 2020-11-24 1,096 $2.51 222,297 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Subscription Rights (right to buy) Disposition 2020-11-20 24,196 $0.00 13,215 $2.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-09-09 2020-11-20 No 4 X Direct
Footnotes
  1. These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering.
  2. Shares disposed of to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.39 to $2.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.
  5. Every one (1) subscription right entitles the reporting person to purchase 0.5462 shares of the Issuer's common stock at a subscription price per full share of $2.27.