Filing Details

Accession Number:
0001213900-20-039125
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-24 19:21:54
Reporting Period:
2020-11-20
Accepted Time:
2020-11-24 19:21:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604868 Growgeneration Corp. GRWG Retail-Building Materials, Hardware, Garden Supply (5200) 465008129
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1794945 Tony Sullivan 8389 Arapahoe Peak Street
Littleton CO 80125
Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-20 40,000 $0.00 80,000 No 4 A Direct
Common Stock Acquisiton 2020-11-20 67,970 $29.46 147,970 No 4 M Direct
Common Stock Disposition 2020-11-23 40,000 $32.12 107,970 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase common stock Disposition 2020-11-20 80,000 $0.00 80,000 $4.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-11-04 2024-11-03 No 4 M Direct
Footnotes
  1. Reflects 67,970 shares acquired at the market price of $29.46 per share less an exercise price of $4.43 per share to fund the cashless exercise of 80,000 options owned by Mr. Sullivan, which cashless exercise was approved by the Board of Directors.