Filing Details
- Accession Number:
- 0001162194-20-000115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-24 17:22:51
- Reporting Period:
- 2020-11-20
- Accepted Time:
- 2020-11-24 17:22:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162194 | Fluidigm Corp | FLDM | Laboratory Analytical Instruments (3826) | 770513190 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1680808 | Christopher Stephen Linthwaite | C/O Fluidigm Corporation 2 Tower Place, Ste 2000 South San Francisco CA 94080 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-20 | 4,750 | $0.00 | 225,263 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-20 | 7,813 | $0.00 | 233,076 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-20 | 6,882 | $0.00 | 239,958 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-20 | 9,791 | $6.28 | 230,167 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-11-23 | 84,820 | $6.06 | 145,347 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2020-11-20 | 4,750 | $0.00 | 4,750 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2020-11-20 | 7,813 | $0.00 | 7,813 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2020-11-20 | 6,882 | $0.00 | 6,882 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,167 | No | 4 | M | Direct | ||
| 46,878 | No | 4 | M | Direct | ||
| 61,938 | No | 4 | M | Direct |
Footnotes
- The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2020.
- The range of prices for the transactions reported is between $6.28 and $5.925 per share. $6.06 represents the weighted average sale price per share. The Reporting Person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
- On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.
- On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.
- On February 19, 2019, the Reporting Person was granted 110,112 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
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