Filing Details

Accession Number:
0001205233-20-000083
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-24 16:50:51
Reporting Period:
2020-11-20
Accepted Time:
2020-11-24 16:50:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347420 J Donald Rosenberg 5775 Morehouse Dr.
San Diego CA 92121-1714
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-20 14,727 $0.00 14,727 No 4 M Direct
Common Stock Disposition 2020-11-20 6,956 $146.03 7,771 No 4 F Direct
Common Stock Disposition 2020-11-24 7,771 $142.51 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2020-11-20 14,728 $0.00 14,728 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-11-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,946 Indirect by Trust
Footnotes
  1. The transaction was conducted under a Rule 10b5-1 trading plan.
  2. The sale prices for this transaction ranged from $142.2293 to $142.7800. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  3. Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
  4. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
  5. The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.