Filing Details

Accession Number:
0001209191-20-060216
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-24 16:34:45
Reporting Period:
2020-11-23
Accepted Time:
2020-11-24 16:34:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917273 Rambus Inc RMBS Semiconductors & Related Devices (3674) 943112828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1570465 Jae Kim C/O Rambus Inc.
4453 North First Street, Suite 100
San Jose CA 95134
Svp, Gc & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-23 5,175 $12.80 111,819 No 4 M Direct
Common Stock Disposition 2020-11-23 5,175 $16.00 106,644 No 4 S Direct
Common Stock Acquisiton 2020-11-23 5,175 $12.84 111,819 No 4 M Direct
Common Stock Disposition 2020-11-23 5,175 $16.00 106,644 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2020-11-23 5,175 $0.00 5,175 $12.80
Common Stock Employee stock option (right to buy) Disposition 2020-11-23 5,175 $0.00 5,175 $12.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,451 2027-02-01 No 4 M Direct
33,954 2028-02-01 No 4 M Direct
Footnotes
  1. The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019.
  2. The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021.
  3. The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.