Filing Details
- Accession Number:
- 0001387467-20-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-24 16:00:40
- Reporting Period:
- 2020-11-20
- Accepted Time:
- 2020-11-24 16:00:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1522313 | Yueh-Se Ho | 475 Oakmead Parkway Sunnyvale CA 94085 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2020-11-20 | 51,673 | $21.50 | 218,618 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2020-11-20 | 960 | $8.45 | 219,578 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2020-11-20 | 960 | $21.50 | 218,618 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2020-11-20 | 11,667 | $7.44 | 230,285 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2020-11-20 | 11,667 | $21.50 | 218,618 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Share Option (right to buy) | Disposition | 2020-11-20 | 960 | $0.00 | 960 | $8.45 |
| Common Share | Employee Share Option (right to buy) | Disposition | 2020-11-20 | 11,667 | $0.00 | 11,667 | $7.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-02-13 | No | 4 | M | Direct | |
| 20,000 | 2024-03-16 | No | 4 | M | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 14, 2020.
- The price reported in Column 4 is the exact price at which all shares were sold.
- Includes an aggregate of 36,875 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2017, March 15, 2018, and March 15, 2019, and March 16, 2020, which will be issued as such units vest in accordance with their terms, and excludes (a) 17,500 unvested common shares subject to the PSU granted on March 16, 2020, which may become vested upon achievement of certain corporate performance goals in the future and (b) 2,812 unvested common shares subject to the 2017 PSU and 11,000 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
- All options are fully vested and exercisable.
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