Filing Details

Accession Number:
0000899243-20-031989
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-23 20:47:03
Reporting Period:
2020-11-23
Accepted Time:
2020-11-23 20:47:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644406 Hostess Brands Inc. TWNK Bakery Products (2050) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1689843 Hostess Cdm Co-Invest, Llc 200 Greenwich Avenue
Greenwich CT 06830
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-11-23 3,660,261 $0.00 3,660,261 No 4 J Direct
Class A Common Stock Disposition 2020-11-23 3,215,817 $13.50 444,444 No 4 S Direct
Class A Common Stock Disposition 2020-11-23 444,444 $13.50 0 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2020-11-23 3,660,261 $0.00 3,660,261 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 J Direct
Footnotes
  1. Pursuant to the Exchange Agreement, dated November 4, 2016, by and between Hostess Brands, Inc. (the "Issuer"), the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
  2. The shares of Class A Common Stock of the Issuer were sold to an investment bank in a private transaction.
  3. The shares of Class A Common Stock of the Issuer were sold to the Issuer at the same price as the shares sold in the transaction referred to in footnote 2 above.