Filing Details

Accession Number:
0001246360-20-001845
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-23 19:07:09
Reporting Period:
2020-11-20
Accepted Time:
2020-11-23 19:07:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1302350 Jmp Group Llc JMP Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398110 R Craig Johnson 600 Montgomery Street, Suite 1100
San Francisco CA 94111
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-11-20 11,895 $2.65 958,677 No 4 P Indirect By Trust
Common Shares Acquisiton 2020-11-23 13,105 $2.85 971,782 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 367,912 Direct
Footnotes
  1. Held by the Johnson Revocable Trust, UAD 07/02/97.