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Home > Insider Trading > Filing (0001716837-20-000201)

Filing Details

Accession Number:: 0001716837-20-000201
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-23 18:59:20
Reporting Period:: 2020-11-20

Accepted Time:: 2020-11-23 18:59:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428439	Roku Inc	ROKU	Cable & Other Pay Television Services (4841)	262087865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1513957	S. Alan Henricks	C/O Roku, Inc. 1155 Coleman Ave. San Jose CA 95110		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-11-20	2,500	$2.28	7,787	No	4	C	Direct
Class A Common Stock	Disposition	2020-11-20	2,500	$260.00	5,287	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-11-20	2,500	$2.28	2,500	$2.28
Class A Common Stock	Class B Common Stock	Acquisiton	2020-11-20	2,500	$2.28	2,500	$2.28
Class A Common Stock	Class B Common Stock	Disposition	2020-11-20	2,500	$2.28	2,500	$2.28

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,200		2022-05-01	No	4	M	Direct
2,500		2022-05-01	No	4	M	Direct
0		2022-05-01	No	4	C	Direct

Footnotes

This stock option is fully vested.