Filing Details
- Accession Number:
- 0001205233-20-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-23 16:33:54
- Reporting Period:
- 2020-11-20
- Accepted Time:
- 2020-11-23 16:33:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1760245 | L Erin Polek | 5775 Morehouse Dr. San Diego CA 92121-1714 | Svp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-20 | 2,738 | $0.00 | 2,738 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-20 | 1,407 | $0.00 | 4,145 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-20 | 1,138 | $0.00 | 5,283 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-20 | 394 | $146.03 | 4,889 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-11-20 | 487 | $146.03 | 4,402 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-11-20 | 947 | $146.03 | 3,455 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-11-23 | 3,455 | $142.48 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2020-11-20 | 1,138 | $0.00 | 1,138 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2020-11-20 | 1,407 | $0.00 | 1,407 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2020-11-20 | 2,738 | $0.00 | 2,738 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-11-20 | No | 4 | M | Direct | |
| 2,815 | 2021-11-20 | No | 4 | M | Direct | |
| 5,479 | 2022-11-20 | No | 4 | M | Direct |
Footnotes
- The transaction was conducted under a Rule 10b5-1 trading plan.
- Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter.
- The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.
- The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.
Billionaire Hedge Funds
