Filing Details
- Accession Number:
- 0001638599-20-000912
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-23 16:05:28
- Reporting Period:
- 2020-11-19
- Accepted Time:
- 2020-11-23 16:05:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1682639 | Eyenovia Inc. | EYEN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200155 | P John Gandolfo | C/O Eyenovia, Inc. 295 Madison Avenue, Suite 2400 New York NY 10017 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 | Acquisiton | 2020-11-19 | 4,000 | $3.40 | 6,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $2.72 | 2030-06-02 | 114,774 | 114,774 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.72 | 2028-04-16 | 71,200 | 71,200 | Direct | |
| Common Stock | Stock Option (right to buy) | $6.20 | 2028-07-24 | 24,842 | 24,842 | Direct | |
| Common Stock | Stock Option (right to buy) | $3.11 | 2029-08-16 | 53,402 | 53,402 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2030-06-02 | 114,774 | 114,774 | Direct |
| 2028-04-16 | 71,200 | 71,200 | Direct |
| 2028-07-24 | 24,842 | 24,842 | Direct |
| 2029-08-16 | 53,402 | 53,402 | Direct |
Footnotes
- One-third of the option becomes exercisable on June 3, 2021 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.
- The option became exercisable as to 1,977 shares on May 16, 2018 and becomes exercisable in equal 1,977 share amounts on each of the 35 one-month anniversaries thereafter.
- One-third of the option became exercisable on July 24, 2019 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.
- One-third of the option became exercisable on August 16, 2020 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.
Billionaire Hedge Funds
