Filing Details
- Accession Number:
- 0001562180-20-006825
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-23 15:51:40
- Reporting Period:
- 2020-11-19
- Accepted Time:
- 2020-11-23 15:51:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343837 | Jr D Vincent Mattera | C/O Ii-Vi Inc. 375 Saxonburg Blvd. Saxonburg PA 16056 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-19 | 8,460 | $19.37 | 442,010 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-19 | 16,540 | $13.99 | 458,550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-19 | 25,000 | $62.18 | 433,550 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-20 | 26,350 | $13.99 | 459,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-20 | 26,350 | $64.13 | 433,550 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to buy) | Disposition | 2020-11-19 | 8,460 | $0.00 | 8,460 | $19.37 |
| Common Stock | Option (Right to buy) | Disposition | 2020-11-19 | 16,540 | $0.00 | 16,540 | $13.99 |
| Common Stock | Option (Right to buy) | Disposition | 2020-11-20 | 26,350 | $0.00 | 26,350 | $13.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-08-17 | No | 4 | M | Direct | |
| 26,350 | 2024-08-16 | No | 4 | M | Direct | |
| 0 | 2024-08-16 | No | 4 | M | Direct |
Footnotes
- The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020.
- Represents the weighted average of multiple sale transactions ranging in price from $62.00 to $62.71. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sale transactions ranging in price from $64.00 to $64.27. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The options fully vested on August 17, 2018.
- The options fully vested on August 16, 2019.
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