Filing Details
- Accession Number:
- 0001181431-11-022339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 15:49:47
- Reporting Period:
- 2011-04-05
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 15:49:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1312073 | Verifone Systems Inc. | PAY | Calculating & Accounting Machines (No Electronic Computers) (3578) | 043692546 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323037 | Elmore Waller | C/O Verifone Systems, Inc. 2099 Gateway Place, Suite 600 San Jose CA 95110 | Evp, Integrated Solutions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-04-04 | 40,000 | $28.86 | 42,316 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-04-04 | 24,218 | $35.45 | 66,534 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-04-04 | 29,218 | $35.47 | 95,752 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-04-04 | 11,875 | $7.46 | 107,627 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-04-04 | 30,000 | $7.46 | 137,627 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2011-04-04 | 135,311 | $54.53 | 2,316 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 40,000 | $0.00 | 40,000 | $28.86 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 24,218 | $0.00 | 24,218 | $35.45 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 29,218 | $0.00 | 29,218 | $35.47 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 11,875 | $0.00 | 11,875 | $7.46 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 30,000 | $0.00 | 30,000 | $7.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-22 | No | 4 | M | Direct | |
| 7,782 | 2014-01-03 | No | 4 | M | Direct | |
| 5,782 | 2014-07-02 | No | 4 | M | Direct | |
| 28,125 | 2016-05-01 | No | 4 | M | Direct | |
| 0 | 2016-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 2,316 | Direct |
Footnotes
- 25% of these options became exercisable on 3/22/2007 and an additional 6.25% of these options became exercisable at the end of each three month period thereafter.
- 25% of these options became exercisable on 1/3/2008 and an additional 6.25% of these options becamse exercisable at the end of each three month period thereafter.
- 25% of these options became exercisable on 7/2/2008 and an additional 6.25% of these options becamse exercisable at the end of each three month period thereafter.
- 25% of these options became exercisable on 5/1/2010 and an additional 6.25% of these options becamse exercisable at the end of each three month period thereafter.
- 25% of these options became exercisable on 5/1/2010 and an additional 6.25% of these options becamse exercisable at the end of each three month period thereafter.
- This transaction was executed pursuant to a Rule 10b5-1 sale plan adopted March 4, 2011.
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