Filing Details

Accession Number:
0001209191-20-059810
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 19:49:11
Reporting Period:
2020-11-18
Accepted Time:
2020-11-20 19:49:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616862 Axalta Coating Systems Ltd. AXTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237784 M Robert Mclaughlin Two Commerce Square
2001 Market Street Suite 3600
Philadelphia PA 19103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-11-18 13,763 $7.21 70,490 No 4 M Direct
Common Shares Acquisiton 2020-11-18 19,266 $8.88 89,756 No 4 M Direct
Common Shares Acquisiton 2020-11-18 22,019 $11.84 111,775 No 4 M Direct
Common Shares Disposition 2020-11-18 35,000 $28.36 76,775 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option Disposition 2020-11-18 13,763 $0.00 13,763 $7.21
Common Shares Employee Stock Option Disposition 2020-11-18 19,266 $0.00 19,266 $8.88
Common Shares Employee Stock Option Disposition 2020-11-18 22,019 $0.00 22,019 $11.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-05-05 No 4 M Direct
0 2024-05-05 No 4 M Direct
0 2024-05-05 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.27 to $28.41. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. This option vests in five equal annual installments beginning on May 5, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.