Filing Details

Accession Number:
0001104659-20-128102
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 19:28:30
Reporting Period:
2020-11-18
Accepted Time:
2020-11-20 19:28:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136294 Williams Industrial Services Group Inc. WLMS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1017043 Nelson Obus 450 Seventh Avenue
Suite 509
New York NY 10123
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2020-11-18 1,400 $1.75 6,349,506 No 4 P Indirect See Footnote
Common Stock, $0.01 Par Value Per Share Acquisiton 2020-11-19 1,900 $1.75 6,351,406 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share 219,838 Direct
Footnotes
  1. As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,556,864 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 2,455,971 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 2,085,997 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 252,574 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest.
  2. Wynnefield Partners Small Cap Value, L.P. I purchased all the shares acquired on November 18, 2020 and November 19, 2020.