Filing Details

Accession Number:
0001127602-20-029755
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 19:02:36
Reporting Period:
2020-11-18
Accepted Time:
2020-11-20 19:02:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674862 Ashland Global Holdings Inc ASH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575329 Kevin J Willis 8145 Blazer Drive
Wilmington DE 19808
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-11-18 955 $80.00 938 No 4 S Direct
Common Stock Disposition 2020-11-18 1,247 $80.00 1,893 No 4 S Direct
Common Stock Acquisiton 2020-11-18 5,850 $79.40 6,788 No 4 M Direct
Common Stock Disposition 2020-11-18 1,776 $79.40 5,012 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2020-11-18 5,850 $0.00 5,850 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,886 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 32,326 Indirect 401(k)
Common Stock 0 Indirect Trust
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.
  2. Payment of a tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
  3. Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
  4. Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017.