Filing Details

Accession Number:
0001547903-20-000105
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 18:26:13
Reporting Period:
2020-11-19
Accepted Time:
2020-11-20 18:26:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547903 Nmi Holdings Inc. NMIH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209170 J Michael Embler C/o Nmi Holdings, Inc.
2100 Powell Street, 12Th Fl.
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2020-11-19 37,813 $10.00 107,376 No 4 M Direct
Class A Common Shares, $0.01 Par Value Per Share Disposition 2020-11-19 32,813 $22.25 74,563 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares, $0.01 Par Value Per Share Stock Option (right to buy) Disposition 2020-11-19 37,813 $0.00 37,813 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-11-08 No 4 M Direct
Footnotes
  1. The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $22.2542. The range of prices was $22.15 to $22.50. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
  2. Represents 65,548 class A common shares and 9,015 unvested restricted stock units.
  3. The option vested in full on November 8, 2015.