Filing Details

Accession Number:
0001209191-20-059755
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 18:05:26
Reporting Period:
2020-11-18
Accepted Time:
2020-11-20 18:05:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591587 Assetmark Financial Holdings Inc. AMK Investment Advice (6282) 300774039
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1782584 E. Carrie Hansen C/o Assetmark Financial Holdings, Inc.
1655 Grant Street, 10Th Floor
Concord CA 94520
Evp, Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-11-18 13,329 $24.36 273,733 No 4 S Direct
Common Stock Disposition 2020-11-18 3,100 $25.06 270,633 No 4 S Direct
Common Stock Disposition 2020-11-20 19,244 $24.10 251,389 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These transactions were executed in multiple trades at prices ranging from $24.00 to $24.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. These transactions were executed in multiple trades at prices ranging from $25.00 to $25.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. These transactions were executed in multiple trades at prices ranging from $24.00 to $24.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.