Filing Details

Accession Number:
0001562180-20-006822
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 17:03:38
Reporting Period:
2020-11-19
Accepted Time:
2020-11-20 17:03:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314727 Sonos Inc SONO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184231 Julius Genachowski C/O Sonos, Inc.
614 Chapala Street
Santa Barbara CA 93101
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-19 15,000 $5.00 67,622 No 4 M Direct
Common Stock Acquisiton 2020-11-19 15,000 $5.00 82,622 No 4 M Direct
Common Stock Disposition 2020-11-19 15,000 $20.51 67,622 No 4 S Direct
Common Stock Disposition 2020-11-19 15,000 $22.03 52,622 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-11-19 15,000 $0.00 15,000 $5.00
Common Stock Stock Option (right to buy) Disposition 2020-11-19 15,000 $0.00 15,000 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,000 2023-09-12 No 4 M Direct
15,000 2023-09-12 No 4 M Direct
Footnotes
  1. The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  2. Represents the weighted average sales price per share. The shares sold at prices ranging from $20.28 to $21.24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $22.00 to $22.13 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. The stock option is fully vested.