Filing Details

Accession Number:
0001209191-20-059665
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 16:34:13
Reporting Period:
2020-11-18
Accepted Time:
2020-11-20 16:34:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145986 Aspen Aerogels Inc ASPN Wholesale-Lumber & Other Construction Materials (5030) 043559972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1610273 C Corby Whitaker C/o Aspen Aerogels, Inc.
30 Forbes Road, Building B
Northborough MA 01532
Svp, Sales And Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-18 18,670 $4.14 132,621 No 4 M Direct
Common Stock Disposition 2020-11-18 18,670 $12.21 113,951 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-11-18 18,670 $0.00 18,670 $4.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2027-02-28 No 4 M Direct
Footnotes
  1. Represents 94,734 shares of Common Stock and 37,887 Restricted Stock Units.
  2. Average price with actual price ranging from $11.60 and $12.41. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
  3. Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units.
  4. This option is fully vested and exercisable.